Thomas Alan Stewart

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Charlotte, NC
• 06/2013 → 04/2022
  Bank Of America, N.A.
  Charlotte, NC
• 04/2022 → 01/2026
  The Vanguard Group, Inc.
  Malvern, PA
• 01/2026 → Present
  Charles Schwab & Co., Inc.
  Cramerton, NC
• 01/2026 → Present
  Schwab Wealth Advisory, Inc.
  Charlotte, NC

Previous Registrations

• 2022-05-13 → 2025-12-31
  Vanguard Advisers, Inc.
  Charlotte, NC
  Charlotte, NC
• 2013-08-27 → 2022-04-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Henderson, NV
  Las Vegas, NV
  Las Vegas, NV
  Henderson, NV
  Chicago, IL
  Las Vegas, NV
  Clayton, MO
  Clayton, MO
  Boston, MA
• 2012-07-11 → 2013-09-17
  Thomas A. Stewart, Cfp, Financial Planning And Investments
  Las Vegas, NV
• 2010-06-04 → 2012-05-07
  Financial Advisers Of America, Llc
  Las Vegas, NV
  Henderson, NV
  Las Vegas, NV
• 2010-07-06 → 2011-08-02
  The Whalen Group
  Las Vegas, NV

Other Businesses

1) Thomas and Tiffani Stewart Sole Proprietership | Investment Related:No|3901 South Ocean Boulevard, Unit 322|Real Estate (Non-Agent/Broker)|Landlord|2025-01-01|Less than 20|0|My wife and I own a residential condominium that we occasionally rent out to vacationers.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-02
• S63 Uniform Securities Agent State Law Examination
  2008-05-09

Designations

• Certified Financial Planner

Other Names

• Thomas Alan Stewart
• Thomas A Stewart
• Tom Alan Stewart
• Tom A Stewart
• Thomas Stewart