David Allan Drouin

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2022-01-14

NH RA
APPROVED

Since 2022-01-14

Branch Locations

10 Main Street, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Burlington	MA	06/2018	01/2021
Concord Sports Center	Concord	NH	05/2017	06/2018
University Of Hartford	West Hartford	CT	08/2013	05/2017
Charles Schwab & Co., Inc.	Manchester	NH	01/2021	Present
Charles Schwab Bank, Ssb	Manchester	NH	01/2021	Present

06/2018 → 01/2021

Td Ameritrade

Burlington, MA
05/2017 → 06/2018

Concord Sports Center

Concord, NH
08/2013 → 05/2017

University Of Hartford

West Hartford, CT
01/2021 → Present

Charles Schwab & Co., Inc.

Manchester, NH
01/2021 → Present

Charles Schwab Bank, Ssb

Manchester, NH

Previous Registrations

2019-12-24 → 2021-01-21

Td Ameritrade, Inc.

Burlington, MA
2019-12-24 → 2021-01-21

Td Ameritrade Investment Management, Llc

Burlington, MA

Other Businesses

Name: Concord Sports Center, Role: Private Instructor, Type: Sports Official Or Coaching, Start Date: 01/11/2020, Investment Related?: No, Address: 2 Whitney Road, Concord, NH 03301, Number of Hours/Mo: 24, Duties: Coaching youth baseball in a team format as well as 1 on 1 private lessons

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-18

S66 Uniform Combined State Law Examination

2019-11-18

View on SEC IAPD