Marc David Hanneman

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2009-05-28

OH RA
APPROVED

Since 2009-05-28

Branch Locations

1853 State Route 45, Austinburg, OH 44010 • United States

538 Preston Avenue, Meriden, CT 06450-4858 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Andover Bank	Austinburg	OH	05/2009	Present
Infinex Investments, Inc.	Austinburg	OH	05/2009	Present

05/2009 → Present

Andover Bank

Austinburg, OH
05/2009 → Present

Infinex Investments, Inc.

Austinburg, OH

Previous Registrations

2008-01-01 → 2009-05-19

Wells Fargo Clearing Services, Llc

Ashtabula, OH
2000-05-23 → 2008-01-01

A. G. Edwards & Sons, Inc.

Ashtabula, OH

St. Louis, MO

Ashtabula, OH

Other Businesses

1.) MKKD PROPERTIES, LLC OHIO LIMITED LIABILITY CO. THAT OWNS AND LEASES COMMERCIAL PROPERTY. CO-OWNER. APPROX 4 HOURS PER MONTH. 0 DURING TRADING HOURS. COLLECT LEASE PAYMENTS, PAY TAXES, INSURANCE AND MISC. 2.) Andover Public Library. Board Member. Not investment related. Started June 2020. No compensation. Approx 2.5 hours per month not during trading hours. 3.) Ashtabula County Parks foundation. Public foundation serving county parks. Not investment related. President/Secretary. Started June 2012. Approx 2 hours per month not during trading hours. No compensation. Write grants. Conduct meetings. 4.) Sam Wharram Nature Club. Not investment related. President. Started June 1990. Approx 3 hours per month. Less than 1 hour during market hours. No compensation. Write newsletter. Conduct meetings. Lead monthly nature events.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-01-22

S63 Uniform Securities Agent State Law Examination

1999-01-22

View on SEC IAPD