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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-23
NE RA APPROVED 2025-07-14
  • TX RA
    APPROVED_RES
    Since 2025-11-23
  • NE RA
    APPROVED
    Since 2025-07-14

Branch Locations

6301 S. 58Th St., Lincoln, NE 68516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lincoln NE 09/2016 11/2016
Wells Fargo Bank, Na Lincoln NE 11/2012 09/2021
Wells Fargo Clearing Services, Llc Lincoln NE 11/2016 09/2021
Shunkwiler Financial Lincoln NE 09/2021 Present
Great Point Capital, Llc Chicago IL 06/2025 Present
Ae Wealth Management, Llc Topeka KS 07/2025 Present
Quincy Wells Capital, Llc Chicago IL 05/2026 Present
  • 09/2016 → 11/2016
    Wells Fargo Advisors Llc
    Lincoln, NE
  • 11/2012 → 09/2021
    Wells Fargo Bank, Na
    Lincoln, NE
  • 11/2016 → 09/2021
    Lincoln, NE
  • 09/2021 → Present
    Shunkwiler Financial
    Lincoln, NE
  • 06/2025 → Present
    Great Point Capital, Llc
    Chicago, IL
  • 07/2025 → Present
    Topeka, KS
  • 05/2026 → Present
    Quincy Wells Capital, Llc
    Chicago, IL
Previous Registrations
Other Businesses

1. Shunkwiler Financial; Yes, Investment Related; 6301 S 58th St, Lincoln, NE 68516; Insurance Sales; POSITION Advisor; Start Date 09/2021; Approx. 120 hours a month; Approx. 120 hours during trading; Insurance Sales and Services. 2. AE Wealth Management LLC; Yes, Investment Related; 2950 SW McClure Road, Topeka, KS 66614; Investment Advisor Representative Investment Advice for fee; Start Date 07/2025; Approx. 160 hours a month; Approx. 160 hours during trading; Securities Sales and Services 3. Great Point Capital, LLC; 200 W Jackson Blvd, Ste 1000, Chicago, IL 60606; Yes, Investment Related; Broker Dealer; Registered Representative; Start Date 06/2025; Approx.160 hours a month; Approx. 160 during trading; Securities Sales and Services 4. Smaus Farms, LLC; Not Investment Related; David City, NE 68632; Family Farm; Position: Limited Partner; Approx. 0 hours a month; Approx. 0 hours during trading; Family Farm Land.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-14
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S66 Uniform Combined State Law Examination
    2021-07-14
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11
Other Names
  • Carina Smaus
  • Carina Kay Smaus
  • Carina K Smaus

View on SEC IAPD

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