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Blake Schmidt

Morgan Stanley

Santa Rosa, CA

CRD 6706046

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-25
CA RA APPROVED 2017-05-22
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • CA RA
    APPROVED
    Since 2017-05-22

Branch Locations

3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosso Pizzeria Santa Rosa CA 06/2015 03/2017
Alpha Wealth Management Novato CA 09/2016 03/2017
Morgan Stanley Smith Barney Llc Santa Rosa CA 03/2017 Present
Morgan Stanley Private Bank, N.A. New York NY 07/2017 Present
  • 06/2015 → 03/2017
    Rosso Pizzeria
    Santa Rosa, CA
  • 09/2016 → 03/2017
    Alpha Wealth Management
    Novato, CA
  • 03/2017 → Present
    Morgan Stanley Smith Barney Llc
    Santa Rosa, CA
  • 07/2017 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-22
  • S66 Uniform Combined State Law Examination
    2017-05-22
Other Names
  • Blake Andrew Schmidt

View on SEC IAPD

Nearby Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CALDWELL SUTTER CAPITAL, INC.
WELLS FARGO CLEARING SERVICES, LLC

Nearby Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH

Nearby Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA

More in Santa Rosa, CA

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