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Kimberly Joan Lampropoulos

Northwest Financial Advisors LLC

Herndon, VA

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Current Employers
Northwest Financial Advisors Llc

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-03-10
VA RA APPROVED 2019-04-18
  • MD RA
    APPROVED
    Since 2020-03-10
  • VA RA
    APPROVED
    Since 2019-04-18

Branch Locations

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Herndon VA 09/2016 Present
Omega Wealth Management Arlington VA 05/2016 09/2016
Northwest Financial Advisors, Llc Herndon VA 09/2016 Present
Northwest Financial Group Llc Herndon VA 09/2016 Present
  • 09/2016 → Present
    Lpl Financial, Llc
    Herndon, VA
  • 05/2016 → 09/2016
    Omega Wealth Management
    Arlington, VA
  • 09/2016 → Present
    Herndon, VA
  • 09/2016 → Present
    Northwest Financial Group Llc
    Herndon, VA
Other Businesses

1. 7/5/2019 - Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2019 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Northwest Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 04/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 7/19/2019 - NW Insurance Agency LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life Insurance Agent - Start Date: 04/01/2019 - 15 Hours Per Month During Securities Trading. 3. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business). 4. 1/2/2020 - Northwest Financial Group LLC - Investment Related - Other-referring broker dealer - Start Date: 8/22/2018 - Compensation paid through this entity in internal records.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-03-26
  • S63 Uniform Securities Agent State Law Examination
    2018-03-26
Other Names
  • Kimberly Joan Heffernan

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