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100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-04-29 |
Branch Locations
100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
8679 E San Alberto Dr., Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Chandler | AZ | 09/2016 | 04/2024 |
| Unemployed | Mesa | AZ | 06/2016 | 09/2016 |
| Raymond James Financial Services, Inc. | Chandler | AZ | 03/2018 | 04/2024 |
| Raymond James Financial Services Advisors Inc. | Chandler | AZ | 07/2018 | 04/2024 |
| Well On Your Way | Chandler | AZ | 07/2021 | 05/2022 |
| The Weatlh Stewards | Chandler | AZ | 05/2018 | Present |
| Concurrent Investment Advisors, Llc | Chandler | AZ | 04/2024 | Present |
| The Wealth Stewards - Raymond James Financial Serv | Chandler | AZ | 03/2018 | 04/2024 |
| Flores Wealth Management - Raymond James Financial | Chandler | AZ | 09/2016 | 03/2018 |
(1)Name of Business: The Wealth Stewards Address: 2121 W Chandler Blvd Ste 103, Chandler, AZ, 85224, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Practice Manager - manage staff. Serve as relationship manager on client accounts (2) Denise Douaire McGuire serves her mother-in-law, Marceline McGuire, with her Fidelity account as an authorized user; Investment related: Yes; Location: 421 W 6th St Unit 1006 Tempe AZ 85281 US; Start date: 2024-05-23; Description: I am an authorized user on my Mother-In-Laws Fidelity accounts - to help her keep track of her account; Responsibilities: Assist mother-in-law with her account; 0 Hours per month during trading hours; 1 Hours per month outside trading hours; 0% of total yearly compensation derived from the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-26 |
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