James Crozier Mccleery

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-08
MD	RA	APPROVED	2018-04-04

TX RA
APPROVED_RES

Since 2020-01-08
MD RA
APPROVED

Since 2018-04-04

Branch Locations

218 N Washington Street, Suite #5, Easton, MD 21601-3153 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Easton	MD	09/2016	Present

09/2016 → Present

Charles Schwab & Co., Inc.

Easton, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-23

S66 Uniform Combined State Law Examination

2018-03-23

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

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