Sahar Shakeri

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-05

TX RA
APPROVED

Since 2024-08-05

Branch Locations

5128 Apache Plume Rd, Fort Worth, TX 76109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Seattle	WA	02/2016	02/2023
Rbc Capital Markets, Llc	Seattle	WA	02/2023	05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Worth	TX	07/2024	Present
Unemployed	Fort Worth	TX	05/2024	07/2024

02/2016 → 02/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA
02/2023 → 05/2024

Rbc Capital Markets, Llc

Seattle, WA
07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX
05/2024 → 07/2024

Unemployed

Fort Worth, TX

Previous Registrations

2023-02-28 → 2024-06-13

Rbc Capital Markets, Llc

Seattle, WA
2021-09-22 → 2023-02-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

Bellevue, WA

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-20

S66 Uniform Combined State Law Examination

2021-09-20

View on SEC IAPD