Francisco Rivera

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 02/2018
  Edward Jones
  St Louis, MO
• 03/2006 → 06/2018
  Royal Prestige Of California
  Sacramento, CA
• 07/2018 → 01/2021
  The Ayco Company, L.P./Mercer Allied
  Dallas, TX
• 03/2018 → 07/2018
  Unemployed
  Dallas, TX
• 10/2015 → 11/2016
  California Lutheran University
  Thousand Oaks, CA
• 11/2018 → 07/2019
  Lyft
  Dallas, TX
• 11/2018 → 04/2019
  Wrapify
  Dallas, TX
• 01/2021 → 09/2021
  Goldman Sachs & Co. Llc
  New York, NY
• 09/2021 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2018-08-17 → 2021-09-28
  Goldman Sachs Wealth Services, L.P.
  Dallas, TX
• 2017-01-20 → 2018-02-27
  Edward Jones
  Cedar Hill, TX
  Cedar Hill, TX
  St Louis, MO
  Irving, TX
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2016-11-19

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Francisco Rivera
• Francisco Javier Rivera