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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-29 |
| TX | RA | APPROVED | 2018-04-02 |
Branch Locations
10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States
8181 Communications Pkwy Bldg A, Floor 04, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Addison | TX | 09/2016 | 11/2016 |
| Penn Mutual Life Insurance Co | Addison | TX | 08/2016 | 10/2016 |
| Capital One Investing, Llc | Plano | TX | 12/2016 | 03/2018 |
| Capital One Advisors, Llc | Plano | TX | 12/2016 | 03/2018 |
| Jp Morgan Securities, Llc | Plano | TX | 03/2018 | Present |
| Armor Wealth Management | Addison | TX | 08/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-21 |
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