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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-01-23 |
| TX | RA | APPROVED_RES | 2024-01-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Boston | MA | 10/2016 | 11/2021 |
| The Debt Exchange, Inc. | Boston | MA | 09/2013 | 09/2016 |
| Ymca Of The North Shore | Beverly | MA | 06/2011 | 12/2023 |
| First Republic Securities Company Llc | Boston | MA | 11/2021 | 09/2023 |
| First Republic Investment Management, Inc. | Boston | MA | 11/2021 | Present |
| J.P. Morgan Securities Llc | Boston | MA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Boston | MA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-05 |
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