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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-15
TX RA APPROVED 2022-03-15
  • CA RA
    APPROVED
    Since 2022-03-15
  • TX RA
    APPROVED
    Since 2022-03-15

Branch Locations

10370 Mason Ave, Chatsworth, CA 91311 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Granada Hills CA 10/2016 02/2022
Aon Hewitt Lincolnshire IL 06/2015 10/2016
Exxon Mobil Chicago IL 05/2014 09/2016
Bank Of America, N.A. Granada Hills CA 10/2016 02/2022
Jpmorgan Chase Bank, N.A. Mission Hills CA 03/2022 Present
Triumvirate Properties Llc Chicago IL 05/2019 Present
  • 10/2016 → 02/2022
    Granada Hills, CA
  • 06/2015 → 10/2016
    Aon Hewitt
    Lincolnshire, IL
  • 05/2014 → 09/2016
    Exxon Mobil
    Chicago, IL
  • 10/2016 → 02/2022
    Bank Of America, N.A.
    Granada Hills, CA
  • 03/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Mission Hills, CA
  • 05/2019 → Present
    Triumvirate Properties Llc
    Chicago, IL
Previous Registrations
Other Businesses

Entity Name: TRIUMVIRATE PROPERTIES LLC Investment related: No "Address: 4148 N SACRAMENTO AVE CHICAGO, IL 60618" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/01/2019 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Co-manager of LLC, purpose is to purchase and acquire future real estate. Currently there are none under the business name. Other co-Manager is business partner and joint holder to account with chase, ANTHONY REYNOZO. I do not contribute to his accounts. Entity Name: Mathew Garcia Investment related: No "Address: 4434 S RICHMOND ST CHICAGO, IL 60632" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/18/2019 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I own an apartment building under my name in Chicago, IL. Purpose is to collect rental income from tenants.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-22
  • S66 Uniform Combined State Law Examination
    2017-02-22
Other Names
  • Mathew Anthony Garcia
  • Mathew A Garcia
  • Mathew Garcia

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