Dessie Brichele Nash

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2007-03-07 → 2007-10-04
  Banc Of America Investment Services, Inc.
  Houston, TX
  Houston, TX

Other Businesses

I* 431351 For profit or not for profit: Name of outside business organization: Amway Investment related: no Address of business: Ada, MI Nature of business: Sole Proprietorship Position, title, association: Other Start date of relationship: 07/01/2020 Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0 Duties: No responsibilities access to products and a discounted price as an independent business owner

Exams

• S66 Uniform Combined State Law Examination
  2024-01-05
• S65 Uniform Investment Adviser Law Examination
  2003-02-13
• S63 Uniform Securities Agent State Law Examination
  1999-01-19

Other Names

• Dessie Brichele Nasd
• Dessie Brichele Nash
• Dessie Nash