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Emmanuel Torres

Cetera Investment Advisers LLC

Houston, TX

CRD 6704296

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

1415 N Loop W Ste 300-29, Houston, TX 77008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hd Vest Investment Services Houston TX 10/2016 08/2017
Emmanuel Torres, Cpa, Pllc Houston TX 05/2012 12/2020
Exclusive Professional Services Llc Dba Xps Houston TX 12/2021 Present
Avantax Investment Services Inc Houston TX 07/2024 09/2025
Avantax Advisory Services Houston TX 07/2024 09/2025
Unemployed Houston TX 12/2020 12/2021
Cetera Wealth Services, Llc Houston TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/2016 → 08/2017
    Hd Vest Investment Services
    Houston, TX
  • 05/2012 → 12/2020
    Emmanuel Torres, Cpa, Pllc
    Houston, TX
  • 12/2021 → Present
    Exclusive Professional Services Llc Dba Xps
    Houston, TX
  • 07/2024 → 09/2025
    Avantax Investment Services Inc
    Houston, TX
  • 07/2024 → 09/2025
    Avantax Advisory Services
    Houston, TX
  • 12/2020 → 12/2021
    Unemployed
    Houston, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Houston, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-12-16 → 2025-09-05
    Avantax Advisory Services
    Houston, TX
    Dallas, TX
Other Businesses

EXCLUSIVE PROFESSIONAL SERVICES LLC DBA XPS POSITION: President NATURE: I am a CPA and I provide accounting and tax services and consultations for my clients. I plan to offer investment guidance and products through this company once I am licensed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 12/21/2021 ADDRESS: 1415 N Loop W Ste. 300-29, Houston TX 77008, United States DESCRIPTION: I am the owner and I do bookkeeping, tax work, and other business consulting related to accounting and tax.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-14
  • S66 Uniform Combined State Law Examination
    2024-12-14

View on SEC IAPD

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