Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hd Vest Investment Services | Houston | TX | 10/2016 | 08/2017 |
| Emmanuel Torres, Cpa, Pllc | Houston | TX | 05/2012 | 12/2020 |
| Exclusive Professional Services Llc Dba Xps | Houston | TX | 12/2021 | Present |
| Avantax Investment Services Inc | Houston | TX | 07/2024 | 09/2025 |
| Avantax Advisory Services | Houston | TX | 07/2024 | 09/2025 |
| Unemployed | Houston | TX | 12/2020 | 12/2021 |
| Cetera Wealth Services, Llc | Houston | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
EXCLUSIVE PROFESSIONAL SERVICES LLC DBA XPS POSITION: President NATURE: I am a CPA and I provide accounting and tax services and consultations for my clients. I plan to offer investment guidance and products through this company once I am licensed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 12/21/2021 ADDRESS: 1415 N Loop W Ste. 300-29, Houston TX 77008, United States DESCRIPTION: I am the owner and I do bookkeeping, tax work, and other business consulting related to accounting and tax.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-14 |
Reach out to this advisor