Theodore S Broomfield

Employer firm

Broomfield Advisory & Management CRD 149434

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Security ratings or pricing
• RISK MANAGEMENT AND FINANCIAL PLANNING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Robert Half International
  San Francisco, CA
• 03/2007 → Present
  Urchin Capital Partners, Llc
  San Francisco, CA

Other Businesses

Ted Broomfield Law, P.C. part time 20 to 30 hours per week. This business is not investment related. I have two mailing addresses: 201 Spear Street, Suite 1100, San Francisco, CA 94105 and 2885 Sandford Ave. SW #46561, Grandville, MI 49418. This is a solo law firm that focuses on real estate, but does some tax, business and other work. I am the sole owner/shareholder and an attorney at law. I started this business as a sole proprietorship in 2015, when I passed the California Bar, and incorporated din July 2019. I spend 80 to 140 hours per week on this business. I am the attorney in charge and perform all legal services and all administration.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-10

Other Names

• Theodore S Broomfield
• Ted Broomfield