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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
PA RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

400 Plaza Drive, Vestal, NY 13850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Johnson City NY 01/2017 11/2019
M&T Bank Johnson City NY 04/2015 11/2019
Lesko Securities Inc. Binghamton NY 11/2019 04/2022
Lesko Securities Inc Binghamton NY 06/2020 04/2022
Pruco Securities, Llc Dewitt NY 04/2022 11/2024
The Prudential Insurance Company Of America Dewitt NY 04/2022 Present
Lpl Enterprise, Llc Vestal NY 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-01
S63 Uniform Securities Agent State Law Examination 2017-04-27
  • S65 Uniform Investment Adviser Law Examination
    2021-12-01
  • S63 Uniform Securities Agent State Law Examination
    2017-04-27

View on SEC IAPD

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