Omar Padilla Rubio

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 10/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sparks, NV
• 10/2025 → Present
  Wells Fargo Clearing Services, Llc
  Reno, NV

Previous Registrations

• 2024-08-29 → 2025-10-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Reno, NV
  New York, NY
  Sparks, NV
  Reno, NV
  Reno, NV

Other Businesses

I*1240310, Entity Type, Entity for Profit, Name of OBA: Lotus Therapy LLC, Address: Reno, NV, 89509 Investment Related: No, Position, Title, Association: None, Employee Start Date: 09/2022 No Hours: 0, No Hours during trading: 0, Duties: It is my wife's LLC for her therapy business and I helped her open the business I am not listed as a member or manager or owner but do own part of the business as NV is a community property state.

Exams

• S66 Uniform Combined State Law Examination
  2024-08-28

Other Names

• Omar Rubio