Stephen Douglas Thompson

Employer firm

Cbiz Investment Advisory Services, LLC CRD 286002

$12.8B regulatory AUM 768 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 03/2019
  Voya Financial
  Addison, TX
• 09/2014 → 03/2019
  Voya Financial Advisors
  Addison, TX
• 03/2019 → Present
  Flycatcher Restoration Inc.
  Richardson, TX
• 04/2023 → 06/2023
  Voya
  Gun Barrel City, TX
• 01/2012 → Present
  Mbe Holdings Inc. Dba Mockingbird Education
  Gun Barrel City, TX
• 04/2023 → 06/2023
  Voya Financial Partners, Llc
  Gun Barrel City, TX
• 06/2023 → 01/2026
  Missionsquare Investment Services
  Washington, DC
• 06/2023 → 01/2026
  Missionsquare Retirement
  Washington, DC
• 01/2026 → 06/2026
  Unemployed
  Barrel City, TX
• 06/2026 → Present
  Cbiz Investment Advisory Services, Llc
  Cleveland, OH

Previous Registrations

• 2011-01-03 → 2019-03-19
  Voya Financial Advisors, Inc.
  Houston, TX
  Dallas, TX
  West Chester, PA
  Redlands, CA
• 2005-05-19 → 2011-01-03
  Voya Financial Partners, Llc
  Addison, TX
  Houston, TX

Other Businesses

(1) Name: MBE Holdings Inc. DBA Mockingbird Education. Non-investment related. Address: 201 Box Road, Gun Barrel City TX 75156. Nature of business: Education consulting, training, and curriculum writing primarily for adult education programs that help people obtain their high school equivalency certificate. Position: Director. Start Date: 01/01/2012. Number of hours per month devoted to other business: less than 1; during securities trading hours 0. Duties: My wife owns the business. I am only a director so that I can sign checks if she were unavailable. | (2) Name: Flycatcher Restoration Inc. DBA ServiceMaster Disaster Control. Non-investment related. Address: 1100 Commerce Drive, Richardson TX 75081. Nature of business: Fire and flood mitigation. Position: Owner. Start Date: 04/01/2019. Number of hours per month devoted to other business: 2; during securities trading hours 0. Duties: My wife runs the business. I help with payroll a couple of times per month. | (3) Name: Residential rental property. Non-investment related. Address: 205 Box Road, Gun Barrel City TX 75156. Nature of business: Rental property. Position: Co-owner. Start Date: 01/01/2023. Number of hours per month devoted to other business: 1; during securities trading hours 0. Duties: Collecting rent and maintaining the property. | (4) Name: KindGrow Farms LLC. Non-investment related. Address: 201 Box Road, Gun Barrel City, TX 75156. Nature of business: flower farm/florist. Position: Director. Start Date: 09/2025. Number of hours per month devoted to other business: 10; during trading hours: 0. Duties: LLC is owned by my daughter. I help with accounting and farming.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-04-28
• S63 Uniform Securities Agent State Law Examination
  2023-07-03