Nathan G Ciocca

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 05/2024 → 06/2026
  Vml
  Chicago, IL
• 06/2023 → 08/2023
  The Venetian Las Vegas
  Las Vegas, NV
• 06/2022 → 08/2022
  Wilson Sheehan Lab For Economic Opportunities
  Notre Dame, IN
• 06/2021 → 08/2021
  Torchy's Tacos
  Overland Park, KS
• 05/2018 → 08/2019
  Olympic Pool Management
  Independence, MO
• 05/2017 → 08/2017
  Southside Bar & Grille
  Kansas City, MO
• 08/2023 → 05/2024
  Full-Time Education
  Notre Dame, IN
• 08/2022 → 05/2023
  Full-Time Employment
  Notre Dame, IN
• 08/2021 → 05/2024
  Full-Time Education
  Notre Dame, IN
• 08/2020 → 05/2026
  Full-Time Education/ Holly Cross
  Notre Dame, IN
• 08/2019 → 08/2020
  Full-Time Education
  Leawood, KS
• 08/2017 → 05/2018
  Full-Time High School Student
  Leawood, KS
• 08/2016 → 05/2017
  Full-Time High School Student
  Leawood, KS
• 08/2026 → Present
  Bank Of America, N.A.
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2026-08-31

Other Names

• Nate George Ciocca