Rose Vivian Pell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 09/2020 → Present
  Influence Church Of Orange County
  Anaheim, CA
• 05/2023 → 04/2024
  Hilltop Alarms, Inc.
  Yorba Linda, CA
• 12/2022 → 03/2023
  The Chance Theater
  Anaheim, CA
• 05/2024 → 11/2024
  Pasea Hotel & Spa
  Huntington Beach, CA
• 12/2022 → 05/2023
  Mccoy Rigby Arts, Inc.
  Yorba Linda, CA
• 05/2019 → 06/2019
  Actor Theater Series, Inc.
  Yorba Linda, CA
• 05/2018 → 02/2020
  Carter's
  Anaheim, CA
• 01/2020 → 12/2024
  Biola University
  La Mirada, CA
• 08/2018 → 12/2021
  University Of The Arts
  Philadelphia, PA
• 01/2016 → 08/2018
  Yorba Linda High School
  Yorba Linda, CA
• 12/2024 → 06/2026
  Bank Of America
  Fountain Valley, CA
• 03/2022 → 03/2022
  Keel Management
  Huntington Beach, CA
• 07/2026 → Present
  Bank Of America, N.A.
  Newport Beach, CA

Other Businesses

I*2159296, Entity Type Entity Charitable, Name of OBA: Influence Church of Orange County Address: Anaheim California 92808 Investment Related: No Position, Title, Association: Employee Employee Start Date: 01/19/2025 No Hours: 3 weekly No Hours during trading: 0 Duties:Childcare for Church

Exams

• S66 Uniform Combined State Law Examination
  2026-08-28

Other Names

• Rose Pell