Best Investors Account Sign in

Sandro Renato Smith

LPl Enterprise, LLC

Indianapolis, IN

CRD 8303161

Claim This Profile
Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-08-29
  • IN RA
    APPROVED
    Since 2026-08-29

Branch Locations

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tri-North Middle School Bloomington IN 06/2016 08/2018
Soft Touch Moving And Storage Bloomington IN 05/2023 08/2023
Indiana University Bloomington IN 08/2023 05/2024
Soft Touch Moving And Storage Bloomington IN 05/2024 08/2024
Indiana University Bloomington IN 08/2024 05/2025
Soft Touch Moving And Storage Bloomington IN 05/2025 08/2025
Unemployed Bloomington IN 05/2026 06/2026
Indiana University Bloomington IN 08/2025 05/2026
Lpl Enterprise Llc Indianapolis IN 06/2026 Present
Bloomington High School North Bloomington IN 08/2018 08/2022
Indiana University Bloomington IN 08/2022 05/2023
  • 06/2016 → 08/2018
    Tri-North Middle School
    Bloomington, IN
  • 05/2023 → 08/2023
    Soft Touch Moving And Storage
    Bloomington, IN
  • 08/2023 → 05/2024
    Indiana University
    Bloomington, IN
  • 05/2024 → 08/2024
    Soft Touch Moving And Storage
    Bloomington, IN
  • 08/2024 → 05/2025
    Indiana University
    Bloomington, IN
  • 05/2025 → 08/2025
    Soft Touch Moving And Storage
    Bloomington, IN
  • 05/2026 → 06/2026
    Unemployed
    Bloomington, IN
  • 08/2025 → 05/2026
    Indiana University
    Bloomington, IN
  • 06/2026 → Present
    Indianapolis, IN
  • 08/2018 → 08/2022
    Bloomington High School North
    Bloomington, IN
  • 08/2022 → 05/2023
    Indiana University
    Bloomington, IN
Other Businesses

1. 06/24/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Bloomington IN - Inv Related – OBA Start Date: 06/17/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 06/24/2026 - SANDRO Renato SMITH, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Bloomington IN - Inv Related – OBA Start Date: 06/17/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-29
  • S66 Uniform Combined State Law Examination
    2026-08-29

View on SEC IAPD

More in Indianapolis, IN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor