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Daniel R Fields

LPl Enterprise, LLC

Indianapolis, IN

CRD 8297606

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-08-31
  • IN RA
    APPROVED
    Since 2026-08-31

Branch Locations

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Indianapolis IN 06/2026 Present
Subaru Of Indiana Automotive Lafayette IN 02/2021 Present
Faith West Preschool West Lafayette IN 08/2020 06/2021
Domino's Pizza Crawfordsville IN 01/2020 10/2020
Target Indianapolis IN 08/2019 12/2019
Subaru Of Indiana Automotive Lafayette IN 02/2018 08/2019
Cti Personnel Lafayette IN 06/2016 02/2018
  • 06/2026 → Present
    Indianapolis, IN
  • 02/2021 → Present
    Subaru Of Indiana Automotive
    Lafayette, IN
  • 08/2020 → 06/2021
    Faith West Preschool
    West Lafayette, IN
  • 01/2020 → 10/2020
    Domino's Pizza
    Crawfordsville, IN
  • 08/2019 → 12/2019
    Target
    Indianapolis, IN
  • 02/2018 → 08/2019
    Subaru Of Indiana Automotive
    Lafayette, IN
  • 06/2016 → 02/2018
    Cti Personnel
    Lafayette, IN
Other Businesses

1. 06/16/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Thorntown, IN – Inv Related – OBA Start Date: 06/15/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading”  2. 06/16/2026 - Daniel Fields, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Thorntown, IN – Inv Related – OBA Start Date: 06/15/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading”  3. 06/16/2026 - Subaru of Indiana Automotive - Outside/W-2 Employment - Lafayette, IN – Not Inv Related – Automotive Production – Quality/CMM Operator – OBA Start Date: 02/17/2021 – 160 Hour(s)/Month – 0 Hour(s) During Trading” - Measure Metal Parts

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-08-28
S65 Uniform Investment Adviser Law Examination 2025-11-18
  • S63 Uniform Securities Agent State Law Examination
    2026-08-28
  • S65 Uniform Investment Adviser Law Examination
    2025-11-18
Other Names
  • Dan Fields

View on SEC IAPD

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