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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-28 |
Branch Locations
2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Warrington | PA | 06/2026 | Present |
| Ridgetop Corporation | Bergenfield | NJ | 07/2021 | Present |
| Desales University | Center Valley | PA | 08/2020 | 05/2026 |
| Norther Valley Old Tappan High School | Old Tappan | PA | 09/2016 | 06/2020 |
| Norwood Public School | Norwood | NJ | 09/2008 | 06/2020 |
1. 05/28/2026 - CHRISTINA MCQUADE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Center Valley PA - Inv Related – OBA Start Date: 05/19/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 05/28/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Center Valley PA - Inv Related – OBA Start Date: 05/19/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 05/28/2026 - Ridgetop Corporation - Outside/W-2 Employment - Englewood NJ - Not Inv Related – OBA Start Date: 07/01/2021 – 60 Hour(s)/Month – 60 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-27 |
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