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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 05/2026 | Present |
| Glow Recipe | New York City | NY | 03/2025 | 06/2025 |
| Prizeout | New York City | NY | 06/2023 | 09/2023 |
| Cedars Sinai | Los Angeles | CA | 06/2019 | 06/2020 |
| David Feldmar Aesthetics | Beverly Hills | CA | 05/2019 | 10/2020 |
| Unemployed | Los Angeles | CA | 06/2025 | 05/2026 |
| Unemployed | La Jolla | CA | 09/2023 | 03/2025 |
| Unemployed | Los Angeles | CA | 06/2020 | 06/2023 |
| Unemployed | Los Angeles | CA | 05/2016 | 05/2019 |
| Uc San Diego | La Jolla | CA | 09/2021 | 06/2025 |
| Le Lycee Francais De Los Angeles | Los Angeles | CA | 09/2017 | 06/2021 |
| Bank Of America, N.A. | Los Angeles | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-31 |
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