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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-28 |
Branch Locations
New Canaan, CT • United States
1 Landmark Square 12Th Floor, Stamford, CT 06901-2502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Stamford | CT | 01/2026 | Present |
| Northeastern University | Boston | MA | 09/2021 | 05/2025 |
| Brad & Vandy Reh Fine Jewelry | New Canaan | CT | 06/2025 | 12/2025 |
| New Canaan High School | New Canaan | CT | 09/2017 | 06/2021 |
| Brad & Vandy Reh Fine Jewelry | New Canaan | CT | 06/2021 | 08/2021 |
| Saxe Middle School | New Canaan | CT | 09/2013 | 06/2017 |
| Congress Asset Management | Boston | MA | 01/2023 | 06/2023 |
| New England Private Wealth Advisors | Wellesley | MA | 01/2024 | 06/2024 |
| New England Private Wealth Advisors | Wellesley | MA | 01/2025 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-28 |
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