Steven William Green

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-08-28

CT RA
APPROVED

Since 2026-08-28

Branch Locations

Trumbull, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Norwalk Police Department	Norwalk	CT	03/2024	Present
Steven Green	Trumbull	CT	02/2025	Present
Rocky Hill Police Department	Rocky Hill	CT	01/2021	03/2024
Baltimore Police Department	Baltimore	MD	06/2019	01/2021
American Medical Response	New Haven	CT	10/2015	06/2019
Lpl Financial	Trumbull	CT	12/2025	Present

03/2024 → Present

Norwalk Police Department

Norwalk, CT
02/2025 → Present

Steven Green

Trumbull, CT
01/2021 → 03/2024

Rocky Hill Police Department

Rocky Hill, CT
06/2019 → 01/2021

Baltimore Police Department

Baltimore, MD
10/2015 → 06/2019

American Medical Response

New Haven, CT
12/2025 → Present

Lpl Financial

Trumbull, CT

Other Businesses

1)12/17/2025 - Norwalk Police Department - Police Officer - Non-Inv Rel - Norwalk, CT - Start: 03/2024 - 160 Hr/Mth 2)12/17/2025 - Steven Green - Non-Variable Ins - Inv Rel - Trumbull, CT - Start: 2/2025 - 10 Hr/Mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-08-27
S63	Uniform Securities Agent State Law Examination	2026-07-08

S65 Uniform Investment Adviser Law Examination

2026-08-27
S63 Uniform Securities Agent State Law Examination

2026-07-08

View on SEC IAPD