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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-09 |
| AK | RA | APPROVED | 2016-12-09 |
Branch Locations
301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States
745 E Dimond Blvd, Anchorage, AK 99515 • United States
630 E 5Th Ave Ste 101, Anchorage, AK 99501 • United States
600 E Northern Lights Blvd, Anchorage, AK 99503 • United States
320 W 5Th Ave Ste 168, Anchorage, AK 99501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Anchorage | AK | 09/2016 | 11/2016 |
| Wells Fargo Bank, Na | Anchorage | AK | 03/2015 | Present |
| Wells Fargo Clearing Services, Llc | Anchorage | AK | 11/2016 | Present |
UBER, NOT INVT RELATED, SAN FRANCISCO, CA, DRIVER, START DATE 5/24/2024, 80 HRS PER MONTH, 0 HRS DURING TRADING, RIDESHARE DRIVER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-16 |
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