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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-31
  • NY RA
    APPROVED
    Since 2026-08-31

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

846 Sunrise Hwy, Bay Shore, NY 11706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bay Shore NY 06/2026 Present
Northwestern Mutual Melville NY 05/2025 04/2026
Boston College Dining Services Chestnut Hill MA 04/2023 05/2026
Integrity Sealcoating And Junk Removal, Llc. Sayville NY 06/2019 08/2023
In The Shed West Sayville NY 06/2023 08/2024
Unemployed Sayville NY 07/2016 06/2019
Bank Of America, N.A. Bay Shore NY 08/2026 Present
  • 06/2026 → Present
    Bay Shore, NY
  • 05/2025 → 04/2026
    Northwestern Mutual
    Melville, NY
  • 04/2023 → 05/2026
    Boston College Dining Services
    Chestnut Hill, MA
  • 06/2019 → 08/2023
    Integrity Sealcoating And Junk Removal, Llc.
    Sayville, NY
  • 06/2023 → 08/2024
    In The Shed
    West Sayville, NY
  • 07/2016 → 06/2019
    Unemployed
    Sayville, NY
  • 08/2026 → Present
    Bank Of America, N.A.
    Bay Shore, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-31
  • S66 Uniform Combined State Law Examination
    2026-08-31
Other Names
  • Aidan Keane
  • Aidan Michael Keane
  • Aidan M Keane

View on SEC IAPD

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