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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-31 |
| TX | RA | APPROVED | 2026-08-31 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 07/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 07/2026 | Present |
| Unemployed | N/A | NL | 06/2026 | 06/2026 |
| Ubs Financial Services Inc. | Seattle | WA | 05/2025 | 05/2026 |
| University Of Washington | Seattle | WA | 09/2022 | 12/2025 |
| Medium Plus | Seattle | WA | 02/2025 | 07/2025 |
| Goldensherpa, Inc. | Spokane | WA | 02/2025 | 05/2025 |
| The Standard Seattle | Seattle | WA | 12/2022 | 05/2024 |
| Dw Healthcare Partners | Park City | UT | 06/2023 | 08/2023 |
| Harvest Cafe | Park City | UT | 02/2022 | 09/2022 |
| Silver Star Cafe | Park City | UT | 09/2021 | 08/2022 |
| Sushi Blue | Park City | UT | 11/2021 | 01/2022 |
| Unemployed | Park City | UT | 05/2021 | 08/2021 |
| Gap Factory | Park City | UT | 09/2020 | 04/2021 |
| I Love Moo | Park City | UT | 12/2019 | 11/2020 |
| Unemployed | Park City | UT | 04/2019 | 11/2019 |
| Denny's | Park City | UT | 01/2018 | 03/2019 |
| Unemployed | Park City | UT | 07/2016 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-29 |
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