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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-28 |
Branch Locations
5805 Sepulveda Blvd Suite 800, Sherman Oaks, CA 91411 • United States
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Los Angeles | CA | 10/2018 | 12/2021 |
| Wfgia. | Los Angeles | CA | 09/2016 | 07/2018 |
| Keller Williams Realty | Los Angeles | CA | 01/2011 | Present |
| Ihss | Los Angeles | CA | 05/2016 | Present |
| Bankers Life Advisory Services, Inc | Sherman Oaks | CA | 08/2026 | Present |
| Bankers Life & Casualty, Inc | Sherman Oaks | CA | 09/2025 | Present |
| Transamerica Financial Advisors, Inc | Los Angeles | CA | 12/2023 | 11/2025 |
Insurance Agent: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. Keller Williams Realty/Investment Related - No/439 North Cannon Drive Beverly Hills CA 900210 (310) 432-6400/Real estate brokerage/agent/9.2009/14/14/Real Estate agent KELLER WILLIAMS REALTY WESTSIDE POSITION: Real estate agent NATURE: realtor (real estate agent) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 10960 Wilshire Blvd, Los Angeles CA 90024, United States DESCRIPTION: I help people to sell their houses for commission IHSS CALIFORNIA POSITION: caregiver NATURE: caregiver INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 5 START DATE: 09/11/2018 ADDRESS: P.O.Box 942850, sacramento CA 94250-0001, United States DESCRIPTION: I am doing caregiver for my mother
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-29 |
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