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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-08-29 |
| TX | RA | APPROVED | 2026-08-29 |
Branch Locations
100 Howe Drive, Covington, KY 41015 • United States
Covington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| -Unemployed | Covington | KY | 08/2023 | 07/2024 |
| St. Charles Community | Fort Wright | KY | 05/2023 | 08/2023 |
| Fidelity Investments | Covington | KY | 07/2024 | Present |
| -Unemployed | Covington | KY | 01/2014 | 05/2023 |
| Hanover | Hanover | IN | 08/2019 | 04/2024 |
| Holy Cross High School | Covington | KY | 08/2015 | 05/2017 |
| Randall K. Cooper High School | Union | KY | 08/2017 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2024-10-28 |
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