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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-08-28
  • RI RA
    APPROVED
    Since 2026-08-28

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Towne Park Rhode Island RI 03/2022 10/2022
Fidelity Investments Smithfield RI 04/2024 08/2024
Prepareri/ Innovate Newport Rhode Island RI 06/2019 08/2019
Choice Hotels Rhode Island RI 08/2018 11/2022
Salve Regina University Rhode Island RI 09/2020 12/2023
Wayfinder Hotel Rhode Island RI 08/2021 06/2022
Hammetts Hotel Rhode Island RI 08/2022 03/2024
Fabnewport Rhode Island RI 02/2020 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Riverside RI 07/2026 Present
Hammetts Hotel Newport RI 01/2026 Present
Fulbright Lugones 09/2024 06/2025
Unemployed Newport RI 06/2025 01/2026
Fabnewport Newport RI 07/2026 07/2026
Rogers High School Newport RI 09/2016 06/2020
Salve Regina University Newport RI 09/2020 01/2024
  • 03/2022 → 10/2022
    Towne Park
    Rhode Island, RI
  • 04/2024 → 08/2024
    Fidelity Investments
    Smithfield, RI
  • 06/2019 → 08/2019
    Prepareri/ Innovate Newport
    Rhode Island, RI
  • 08/2018 → 11/2022
    Choice Hotels
    Rhode Island, RI
  • 09/2020 → 12/2023
    Salve Regina University
    Rhode Island, RI
  • 08/2021 → 06/2022
    Wayfinder Hotel
    Rhode Island, RI
  • 08/2022 → 03/2024
    Hammetts Hotel
    Rhode Island, RI
  • 02/2020 → 08/2023
    Fabnewport
    Rhode Island, RI
  • 07/2026 → Present
    Riverside, RI
  • 01/2026 → Present
    Hammetts Hotel
    Newport, RI
  • 09/2024 → 06/2025
    Fulbright
    Lugones
  • 06/2025 → 01/2026
    Unemployed
    Newport, RI
  • 07/2026 → 07/2026
    Fabnewport
    Newport, RI
  • 09/2016 → 06/2020
    Rogers High School
    Newport, RI
  • 09/2020 → 01/2024
    Salve Regina University
    Newport, RI
Other Businesses

-H. Hotel - Not Investment related -Newport, RI -Hotel Front Desk Agent -Started January 2026 -About 64 hours a month spent here -0 hours during securities trading hours -Responsible for the front desk, creating reservations, answering calls, and check-in/check-out of guest.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-28
S63 Uniform Securities Agent State Law Examination 2024-06-28
  • S66 Uniform Combined State Law Examination
    2026-08-28
  • S63 Uniform Securities Agent State Law Examination
    2024-06-28
Other Names
  • John Rangel Marte
  • John Rangel Marle
  • John Rangel

View on SEC IAPD

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