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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| King Soopers | Aurora | CO | 01/2019 | 01/2020 |
| Amerifirst Financial | Denver | CO | 01/2018 | 12/2022 |
| Unemployed | Aurora | CO | 12/2022 | 11/2023 |
| First California Mortgage | Denver | CO | 05/2012 | 12/2017 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-07 |
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