Andrew Plate

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
• 06/2025 → 08/2025
  Merrill Lynch
  New York, NY
• 06/2024 → 08/2024
  Morgan Stanley
  New York, NY
• 06/2023 → 08/2023
  Peak Wealth Partners
  Mount Laurel, NJ
• 06/2022 → 08/2022
  Mainstreet Pizza
  Kings Park, NY
• 06/2021 → 08/2021
  Stop&Shop
  Northport, NY
• 03/2004 → 06/2021
  Unemployed
  Fort Salonga, NY
• 08/2021 → 06/2022
  Unemployed
  Fort Salonga , NY
• 08/2022 → 06/2023
  Unemployed
  Fort Salonga, NY
• 08/2023 → 06/2024
  Unemployed
  Centerport, NY
• 08/2024 → 06/2025
  Unemployed
  Centerport, NY
• 08/2025 → 06/2026
  Unemployed
  Centerport, NY
• 08/2026 → Present
  Bank Of America, N.A.
  Melville, NY

Exams

• S66 Uniform Combined State Law Examination
  2026-08-31

Other Names

• Andrew James Plate