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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-31 |
Branch Locations
2502 N. Rocky Point Drive Suite 695, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Lakeland | FL | 10/2016 | 02/2025 |
| Northwestern Mutual Investment Services Llc | Lakeland | FL | 09/2016 | 02/2025 |
| Woodmen Financial Services, Inc. | Lakeland | FL | 07/2014 | 09/2016 |
| Northwestern Mutual Wealth Management Company | Lakeland | FL | 11/2018 | 02/2025 |
| Mml Investors Services, Llc | Tampa | FL | 07/2026 | Present |
| Massmutual Life Insurance Company | Tampa | FL | 06/2026 | Present |
| Self Employed | Lakeland | FL | 03/2025 | 06/2026 |
(1)Name: Ashley C. Troutman Inv rel: Y Add: At Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start date: 06/01/2026 No. HR/MO: 0 - 10 No. HR/MO during sec trading: 0 - 10 Duties: Life, Disability, Long-term care, Fixed annuities, and Health (2)Name: Lighthouse Ministries Inv rel: Y Add: 215 E Magnolia St, Lakeland, FL 33801 Nature: Board Service Position: Chairman, Board of Directors Start date: 07/01/2017 No. HR/MO: 5 No. HR/MO during sec trading: 5 Duties: Select, compensate, and evaluate annually an executive director who serves as the Board’s sole agent. Determine the mission, core values, major strategies and desired outcome and monitor achievement. Manage the Board and ensure process integrity. (3)Name: Ashley C. Troutman Inv rel: Y Add: At Residential Address Nature: Public Speaking Position: Owner/Operator Start date: 02/01/2026 No. HR/MO: 2 No. HR/MO during sec trading: 0 Duties: Compose and deliver speeches at conferences for non-profit and for profit entities. (4)Name: City of Lakeland, FL Inv rel: Y Add: 228 S Massachusetts Ave, Lakeland, FL 33801 Nature: Political Office Position: City Commissioner, SW District C Start date: 01/05/2026 No. HR/MO: 15 No. HR/MO during sec trading: 10 Duties: Member of the chief legislative policy making body. Enact local laws through ordinances. Set tax rates, adopt the annual budget, appoint and manage the city manager, and city attorney.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-13 |
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