Carolyn Gilbert Pejsa

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 07/2017
  Deutsche Bank Trust Company Am
  Chicago, IL
• 09/2016 → 07/2017
  Deutsche Bank Securities Inc.
  Chicago, IL
• 07/2017 → 04/2020
  Deutsche Am Distributors, Inc
  Chicago, IL
• 04/2020 → 09/2021
  Massmutual
  Springfield, MA
• 04/2020 → 09/2021
  Mml Distributors, Llc
  Chicago, IL
• 10/2021 → 08/2026
  Wilshire Advisors Llc (Fka Wilshire Associates Inc.)
  Chicago, IL
• 12/2021 → 08/2026
  Foreside Fund Service, Llc
  Chicago, IL
• 08/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2026-08-17
• S63 Uniform Securities Agent State Law Examination
  2014-05-15

Other Names

• Carolyn Gilbert
• Carolyn Sarah Gilbert
• Carolyn Gilbert Pejsa