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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-31 |
Branch Locations
S Abington Township, PA • United States
3000 Schwab Way, Westlake, TX 76262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scranton | PA | 08/2016 | 02/2018 |
| Bank Of America, N.A. | Scranton | PA | 03/2017 | 02/2018 |
| Td Ameritrade, Inc. | Moosic | PA | 02/2018 | 01/2021 |
| Charles Schwab & Co., Inc | S Abington Township | PA | 06/2022 | Present |
| N/A | Summit | PA | 02/2021 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-28 |
| S66 | Uniform Combined State Law Examination | 2016-11-21 |
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