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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 06/2016 | 03/2023 |
| Morgan Stanley | Charlotte | NC | 03/2023 | 09/2025 |
| Vanguard Marketing Corporation | Charlotte | NC | 07/2026 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 07/2026 | Present |
| Quiktrip | Charlotte | NC | 08/2025 | Present |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 02/2026 | 07/2026 |
| Vanguard Advisors, Inc. | Charlotte | NC | 08/2026 | Present |
NAME OF BUSINESS: QUIKTRIP NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: CONVENIENCE STORE POSITION: PART-TIME CLERK START DATE: 08/2025 APPROXIMATE HOURS/MONTH: 80 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CLEAN STORE, PREPARE FOOD, ASSIST CUSTOMERS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-15 |
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