Lowell Andrew Herskowitz

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 06/2017
  John Hancock Personal Financial Services
  Boston, MA
• 01/2016 → 06/2017
  John Hancock Funds
  Boston, MA
• 06/2017 → 06/2020
  Axa Distributors, Llc
  Jersey City, NJ
• 06/2017 → 07/2021
  Equitable Distributors, Llc
  Jersey City, NJ
• 07/2021 → Present
  Ubs Financial Services
  Weehawken, NJ

Other Businesses

1. Name of Busi: Uptown Sound LLC - Busi. Investment related: NO - Nature of Busi: Wedding Band Sound Company - Title of position held: Assistant for Sound - Ownership Interest: Employee- Address of Busi: 375 Page Ave., Lyndurst, NJ 07071 - Start Date: 01/01/2018 - Web address: N/A - Number of hrs devoted to business: 30 monthly - Number of hrs. during trade: 0 - Type of compensation: Fee - Amount of compensation either received or expected: $500 monthly - Plans to solicit business: No

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-08-29
• S63 Uniform Securities Agent State Law Examination
  2016-02-19

Other Names

• Lowell Herskowitz