Albert J Morrow

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-31

TX RA
APPROVED

Since 2026-08-31

Branch Locations

8150 N Central Expwy Ste 1420, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Walmart	Bentonville	AR	05/2014	08/2025
Unemployed	Bentonville	AR	08/2025	06/2026
Third Act Wealth Management	Dallas	TX	06/2026	Present
Lpl Financial Llc	Dallas	TX	08/2026	Present

05/2014 → 08/2025

Walmart

Bentonville, AR
08/2025 → 06/2026

Unemployed

Bentonville, AR
06/2026 → Present

Third Act Wealth Management

Dallas, TX
08/2026 → Present

Lpl Financial Llc

Dallas, TX

Other Businesses

1. 08/2026 - Third Act Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 8/25/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-05-04
S63	Uniform Securities Agent State Law Examination	1995-09-14

S65 Uniform Investment Adviser Law Examination

2026-05-04
S63 Uniform Securities Agent State Law Examination

1995-09-14

Other Names

Albert John Morrow

View on SEC IAPD