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James Michael Norman

Oppenheimer & Co. Inc.

Dallas, TX

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-31
  • TX RA
    APPROVED
    Since 2026-08-31

Branch Locations

13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Dallas TX 07/2026 Present
Retired Dallas TX 01/2008 06/2026
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-17
S63 Uniform Securities Agent State Law Examination 1994-06-17
  • S66 Uniform Combined State Law Examination
    2026-08-17
  • S63 Uniform Securities Agent State Law Examination
    1994-06-17
Other Names
  • Mike Wood
  • James Michael Wood

View on SEC IAPD

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