Richard Lyden Tighe

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Haddon Township, NJ
• 11/2016 → 02/2017
  Wells Fargo Clearing Services, Llc
  Haddon Township, NJ
• 02/2017 → 12/2017
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2019 → 07/2020
  Ameriprise Financial Services, Inc
  Princeton, NJ
• 01/2018 → 03/2019
  Self Employed
  Hamilton, NJ
• 03/2022 → 07/2026
  New Jersey Economic Development Authority
  Trenton, NJ
• 01/2018 → Present
  Township Of Hamilton
  Trenton, NJ
• 02/2026 → 04/2026
  Lpl Enterprise Llc
  Holmdel, NJ
• 08/2026 → Present
  Lpl Enterprise Llc
  Holmdel, NJ

Previous Registrations

• 2019-03-28 → 2020-07-17
  Ameriprise Financial Services, Llc
  Princeton, NJ
• 2017-03-01 → 2017-12-31
  Cetera Wealth Services, Llc
  Haddon Heights, NJ
  Hamilton, NJ
• 2014-07-17 → 2017-03-08
  Wells Fargo Clearing Services, Llc
  Haddon Township, NJ
  Princeton, NJ
  Lawrenceville, NJ
  Cherry Hill, NJ
• 2012-10-01 → 2014-07-17
  J.P. Morgan Securities Llc
  Jackson, NJ
  Howell, NJ
  Howell, NJ
• 2005-07-29 → 2012-10-01
  Chase Investment Services Corp.
  Howell, NJ
  Hamilton Square, NJ
  Princeton, NJ
  Howell, NJ
  Jackson, NJ
  Paramus, NJ
  Hamilton, NJ
• 2004-04-01 → 2005-01-25
  Td Wealth Management Services Inc.
  South Plainfield, NJ
• 2002-06-10 → 2002-12-10
  Morgan Stanley Dw Inc.
  Princeton, NJ

Other Businesses

1. 08/26/2026 - Richard Lyden Tighe Jr N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Hamillton, NJ - INV REL - Start Date: 08/05/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 08/26/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Hamillton, NJ - INV REL - Start Date: 08/10/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 08/26/2026 - Township of Hamilton - Politics/ Government - Trenton, NJ - Not INV REL - Start Date: 01/01/2018 - 10 Hrs/Mth - 0 Hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2026-06-12

Other Names

• Richard Tighe
• Richard Lyden Tighe
• Richard L Tighe
• Rick Tighe
• Richard Lyden Tighe