Inactive

David John Shaughnessy

CRD 2390928

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Employer firm

Corient CRD 319448

$165B regulatory AUM 506 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2026-08-03

ME RA
APPROVED

Since 2026-08-03

Branch Locations

181 Park Row, Brunswick, ME 04011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
F.L. Putnam Investment Management Co.	Portland	ME	10/2007	12/2018
H.M. Payson And Co	Portland	ME	05/2019	07/2026
Corient	Brunswick	ME	07/2026	Present
Corient Services Llc	Miami	FL	07/2026	Present
Unemployed	Brunswick	ME	01/2019	04/2019

10/2007 → 12/2018

F.L. Putnam Investment Management Co.

Portland, ME
05/2019 → 07/2026

H.M. Payson And Co

Portland, ME
07/2026 → Present

Corient

Brunswick, ME
07/2026 → Present

Corient Services Llc

Miami, FL
01/2019 → 04/2019

Unemployed

Brunswick, ME

Previous Registrations

2007-10-31 → 2019-05-28

F L Putnam Investment Management Co.

Lynnfield, MA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-09-22

S63 Uniform Securities Agent State Law Examination

1993-09-22

Designations

Chartered Financial Analyst

View on SEC IAPD

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