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Michael George Jarjoura

Rbc Capital Markets, LLC

New York, NY

CRD 2369135

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-10
  • MN RA
    APPROVED
    Since 2026-07-10

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 03/2008 Present
Other Businesses

(1) RENTAL PROPERTY; ADDRESS: 1617 MORNING SUN LANE, NAPLES, FL 34119; BUSINESS DESCRIPTION: RENTAL INCOME; NOT INVESTMENT RELATED; START DATE: 01/01/2008; CAPACITY: OWNER-ACTIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) NAME OF ENTITY: Heritage Greens Club Homes IV HOA ADDRESS: Sandcastle Property Mgmt 9150 Galleria Ct, #201 Naples Florida 34109 INVESTMENT/NOT INVESTMENT RELATED: Yes - Will be part of the voting decisions to allocate cash to HOA accts for home improvements. May influence or suggest CD investments at the local bank to increase the yields on cash. BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01/08/2025 CAPACITY: Board of Directors DUTIES: Serve on my HOA's board of directors to assist the community make neighborhood decisions. Assist with budgeting and managing neighbor issues and concerns. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-10
S63 Uniform Securities Agent State Law Examination 1994-04-11
S65 Uniform Investment Adviser Law Examination 1994-04-11
  • S66 Uniform Combined State Law Examination
    2026-07-10
  • S63 Uniform Securities Agent State Law Examination
    1994-04-11
  • S65 Uniform Investment Adviser Law Examination
    1994-04-11
Other Names
  • Mike Jarjoura

View on SEC IAPD

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