Robert Warren Phinney

Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 07/2026
  Raymond James And Associates
  Hingham, MA
• 07/2026 → Present
  Steward Partners Global Advisory, Llc
  Rockland, MA
• 07/2026 → Present
  Steward Partners Investment Advisory, Llc
  Rockland, MA
• 07/2026 → Present
  Steward Partners Investment Solutions, Llc
  Rockland, MA

Previous Registrations

• 2009-06-01 → 2015-12-31
  Morgan Stanley
  Boston, MA
  Boston, MA
• 2006-03-24 → 2009-06-01
  Morgan Stanley & Co. Llc
  Boston, MA

Other Businesses

(1)Name of Business: ArionEdgeLLC Address: 81 Elm Hill Lane, Duxbury, MA, 02332, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 07/28/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC created for private investment. Authorized member of LLC. Three member LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-16
• S63 Uniform Securities Agent State Law Examination
  1993-04-08

Other Names

• Bob Phinney
• Robert Warren Phinney
• Robert Warren Phinney