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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-29
  • TX RA
    APPROVED
    Since 2026-07-29

Branch Locations

3300 North A Street Suite 7-100 , Midland, TX 79705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Brownwood TX 02/2004 Present
Van Pearcy Financial Services Lp Midland TX 09/2009 03/2018
Raymond James Financial Services Advisors, Inc Brownwood TX 07/2026 Present
Other Businesses

(1)Name of Business: Norman Scott Ratliff and Renae Ratliff Address: 1510 Princeton Ave, Midland, TX, 79701, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 02/28/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Ratliff Rental One LLC Address: 1510 Princeton Avenue, Midland , TX, 79701, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 12/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Ratliff Warehouse LLC Address: 1510 Princeton, Midland, TX, 79701, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (4)Name of Business: Raymond James - Van Pearcy Wealth Services Team Address: 2020 W Cuthbert Ave, Midland, TX, 79701, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/21/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-25
S63 Uniform Securities Agent State Law Examination 1993-06-02
  • S66 Uniform Combined State Law Examination
    2026-07-25
  • S63 Uniform Securities Agent State Law Examination
    1993-06-02
Other Names
  • Scottye Ratliff

View on SEC IAPD

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