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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-29 |
Branch Locations
3300 North A Street Suite 7-100 , Midland, TX 79705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Brownwood | TX | 02/2004 | Present |
| Van Pearcy Financial Services Lp | Midland | TX | 09/2009 | 03/2018 |
| Raymond James Financial Services Advisors, Inc | Brownwood | TX | 07/2026 | Present |
(1)Name of Business: Norman Scott Ratliff and Renae Ratliff Address: 1510 Princeton Ave, Midland, TX, 79701, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 02/28/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Ratliff Rental One LLC Address: 1510 Princeton Avenue, Midland , TX, 79701, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 12/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Ratliff Warehouse LLC Address: 1510 Princeton, Midland, TX, 79701, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (4)Name of Business: Raymond James - Van Pearcy Wealth Services Team Address: 2020 W Cuthbert Ave, Midland, TX, 79701, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/21/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-02 |
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