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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-29
PA RA APPROVED 2026-07-17
  • NJ RA
    APPROVED
    Since 2026-07-29
  • PA RA
    APPROVED
    Since 2026-07-17

Branch Locations

100 Iron Lake Blvd, Exton, PA 19341 • United States

100 East Dekalb Pike, King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oberweis Asset Management Lisle IL 06/2011 09/2019
The Vanguard Group, Inc. Malvern PA 11/2020 12/2025
Unemployed Phoenixville PA 10/2019 11/2020
Td Bank N.A. King Of Prussia PA 07/2026 Present
Td Private Client Wealth Llc King Of Prussia PA 07/2026 Present
Unemployed Phoenixville PA 12/2025 07/2026
  • 06/2011 → 09/2019
    Oberweis Asset Management
    Lisle, IL
  • 11/2020 → 12/2025
    The Vanguard Group, Inc.
    Malvern, PA
  • 10/2019 → 11/2020
    Unemployed
    Phoenixville, PA
  • 07/2026 → Present
    Td Bank N.A.
    King Of Prussia, PA
  • 07/2026 → Present
    King Of Prussia, PA
  • 12/2025 → 07/2026
    Unemployed
    Phoenixville, PA
Previous Registrations
  • 2020-12-15 → 2025-12-22
    Malvern, PA
  • 2011-07-07 → 2020-12-15
    Lisle, IL
  • 2009-06-09 → 2011-05-10
    Persimmon Capital Management Lp
    Blue Bell, PA
  • 2007-06-20 → 2008-08-13
    Van Kampen Advisors Inc
    Houston, TX
  • 2000-08-09 → 2007-02-23
    Bny Mellon Managed Investments, Inc.
    King Of Prussia, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-09
S65 Uniform Investment Adviser Law Examination 1993-07-27
  • S63 Uniform Securities Agent State Law Examination
    2011-09-09
  • S65 Uniform Investment Adviser Law Examination
    1993-07-27
Designations
Other Names
  • John Patrick Collins
  • John Collins

View on SEC IAPD

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