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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-03 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | St. Petersburg | FL | 06/2013 | 06/2025 |
| Raymond James & Associates, Inc | Denver | CO | 01/2020 | 06/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2026 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 08/2026 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 08/2026 | Present |
| Cetera Investment Advisers | Schaumburg | IL | 08/2026 | Present |
| N/A | Denver | CO | 07/2025 | 07/2026 |
1. NAME OF OTHER BUSINESS: REAL ESTATE INVESTMENT RELATED: NO NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 06/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1-2 APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 BRIEF DESCRIPTION OF DUTIES: CONDO RENTAL UNIT COLLECT MONTHLY RENT, 1-2 HOURS A MONTH ON MAINTENANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-07 |
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