John Thomson Klevens

Employer firm

Sequel Capital Management, LLC CRD 343763

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2001 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 08/2023
  Securities America, Inc.
  Kirkland, WA
• 11/2020 → 08/2023
  Arbor Point Advisors, Llc
  Kirkland, WA
• 03/2021 → 08/2023
  Pfg Advisors, Llc
  Kirkland, WA
• 09/2023 → 03/2025
  Mariner, Llc D/B/A Mariner Wealth
  Kirkland, WA
• 04/2025 → 07/2026
  Unemployed
  Scottsdale, AZ
• 08/2026 → Present
  Sequel Capital Management, Llc
  Scottsdale, AZ

Previous Registrations

• 2023-10-17 → 2025-08-19
  Mariner
  Kirkland, WA
• 2021-03-11 → 2023-09-03
  Pfg Advisors
  Bellevue, WA
  Kirkland, WA
• 2020-11-06 → 2023-08-31
  Securities America Advisors, Inc.
  Bellevue, WA
  Kirkland, WA
• 2020-11-18 → 2023-08-31
  Arbor Point Advisors
  Bellevue, WA
  Kirkland, WA
• 2001-03-16 → 2020-11-06
  Kms Financial Services, Inc.
  Bellevue, WA
  Seattle, WA

Exams

• S66 Uniform Combined State Law Examination
  2001-02-28
• S63 Uniform Securities Agent State Law Examination
  1991-03-01

Designations

• Certified Financial Planner